🟢 Module 1: AML/CTF Program Overview & Introduction
Understand the AML/CTF landscape, who it applies to, and what a full program includes. This sets the foundation.
🟢 Module 2: Appointing the AML/CTF Compliance Officer
Select and formally appoint an AML Officer. Includes job description, appointment letter, and resource allocation.
🟢 Module 3: Business Risk Assessment
Identify ML/TF risks specific to your business. Includes a full risk matrix, assessment templates, and methodology guide.
🟢 Module 4: Customer Due Diligence (CDD) & KYC
Define how your business identifies and verifies customers. Includes CDD checklists, onboarding forms, and identity verification procedures.
🟢 Module 5: Enhanced Due Diligence (EDD)
Procedures for high-risk customers, including PEPs and unusual transactions. Includes EDD checklists, source of funds forms, and guidance.
🟢 Module 6: Ongoing Monitoring & Suspicious Matter Reporting
Set up transaction monitoring, record triggers, and report suspicious activities. Includes SMR guides and templates.
🟢 Module 7: Sanctions & PEP Screening
Establish your screening process for politically exposed persons and sanctioned individuals or entities.
🟢 Module 8: Internal Policies, Procedures & Controls
Customize your policy suite, registers, forms, and escalation pathways. Align your documentation to your risk profile.
🟢 Module 9: Staff Training & Awareness
Create a training schedule, deliver AML/CTF induction, and track ongoing awareness. Includes training logs and quiz templates.
🟢 Module 10: Recordkeeping, Systems & Privacy
Set up and document your recordkeeping obligations and secure systems for storing AML data. Align with privacy rules.
🟢 Module 11: Independent Review & Audit
Plan and conduct your required independent AML program review. Includes review template, checklist, and engagement letter.
🟢 Module 12: Program Maintenance & Final Compliance Check
Lock in your AML maintenance calendar, update risk profiles, and ensure the program is board/audit-ready. Final checklist included.